Lorena Anabel Fernandez - Jan 21, 2024 Form 4 Insider Report for Dream Finders Homes, Inc. (DFH)

Role
CFO
Signature
/s/ Robert E. Riva by Power of Attorney
Stock symbol
DFH
Transactions as of
Jan 21, 2024
Transactions value $
-$32,346
Form type
4
Date filed
1/23/2024, 05:16 PM
Previous filing
Dec 20, 2023
Next filing
Mar 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFH Class A common stock, par value $0.01 per share Tax liability -$32.3K -979 -0.69% $33.04 140K Jan 21, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Withholding of shares upon vesting by the Company to satisfy tax liability.