Lorena Anabel Fernandez - Dec 19, 2023 Form 4 Insider Report for Dream Finders Homes, Inc. (DFH)

Role
CFO
Signature
/s/ Robert E. Riva by Power of Attorney
Stock symbol
DFH
Transactions as of
Dec 19, 2023
Transactions value $
-$335,000
Form type
4
Date filed
12/20/2023, 04:36 PM
Previous filing
Dec 12, 2023
Next filing
Jan 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFH Class A common stock, par value $0.01 per share Sale -$160K -5K -3.31% $32.00 146K Dec 19, 2023 Direct
transaction DFH Class A common stock, par value $0.01 per share Sale -$175K -5K -3.42% $35.00 141K Dec 20, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).