-
Signature
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/s/ Ryan H. Duran
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Stock symbol
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LMFA
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Transactions as of
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Jan 3, 2024
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Transactions value $
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-$1,860
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Form type
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4
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Date filed
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1/3/2024, 04:33 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
LMFA |
Common Stock |
Sale |
-$1.86K |
-3K |
-1.94% |
$0.62 |
152K |
Jan 3, 2024 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| holding |
LMFA |
Stock Option (right to buy) |
|
|
|
|
|
250K |
Jan 3, 2024 |
Common Stock |
250K |
$0.75 |
Direct |
F2 |
| holding |
LMFA |
Stock Option (right to buy) |
|
|
|
|
|
175K |
Jan 3, 2024 |
Common Stock |
175K |
$5.95 |
Direct |
F3 |
| holding |
LMFA |
Stock Option (right to buy) |
|
|
|
|
|
500 |
Jan 3, 2024 |
Common Stock |
500 |
$50.00 |
Direct |
F3 |
| holding |
LMFA |
Stock Option (right to buy) |
|
|
|
|
|
83 |
Jan 3, 2024 |
Common Stock |
83 |
$500.00 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: