| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LMFA | Common Stock | Sale | $3,971 | -6,976 | -4.3% | $0.5692 | 155,524 | 18 Sep 2023 | Direct | F1 |
| transaction | LMFA | Common Stock | Sale | $346 | -617 | -0.4% | $0.5600 | 154,907 | 19 Sep 2023 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | LMFA | Stock Option (right to buy) | 250,000 | 18 Sep 2023 | Common Stock | 250,000 | $0.7510 | Direct | F2 | |||||
| holding | LMFA | Stock Option (right to buy) | 175,000 | 18 Sep 2023 | Common Stock | 175,000 | $5.95 | Direct | F3 | |||||
| holding | LMFA | Stock Option (right to buy) | 500 | 18 Sep 2023 | Common Stock | 500 | $50.00 | Direct | F3 | |||||
| holding | LMFA | Stock Option (right to buy) | 83 | 18 Sep 2023 | Common Stock | 83 | $500.00 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The price in Column 4 is a weighted average price. The prices actually received ranged from $0.56 to $0.595. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |
| F2 | Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones. |
| F3 | This option is presently exercisable in full. |