Daniel J. Thoren - Sep 1, 2021 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
President and CEO
Signature
/s/ Jennifer R. Condame, Attorney-in-fact for Daniel J. Thoren
Stock symbol
GHM
Transactions as of
Sep 1, 2021
Transactions value $
$0
Form type
4
Date filed
9/2/2021, 04:16 PM
Previous filing
Jun 2, 2021
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Award $0 +8.94K +3.38% $0.00 273K Sep 1, 2021 Direct F1
transaction GHM Common Stock Award $0 +17.9K +6.54% $0.00 291K Sep 1, 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3.
F2 This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.