Daniel J. Thoren - 01 Sep 2021 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
President and CEO
Signature
/s/ Jennifer R. Condame, Attorney-in-fact for Daniel J. Thoren
Issuer symbol
GHM
Transactions as of
01 Sep 2021
Net transactions value
$0
Form type
4
Filing time
02 Sep 2021, 16:16:04 UTC
Previous filing
02 Jun 2021
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Award $0 +8,936 +3.4% $0.000000 273,310 01 Sep 2021 Direct F1
transaction GHM Common Stock Award $0 +17,872 +6.5% $0.000000 291,182 01 Sep 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3.
F2 This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.