Daniel J. Thoren - 01 Jun 2021 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
President and COO
Signature
/s/ Jennifer R. Condame, Attorney-in-fact for Daniel J. Thoren
Issuer symbol
GHM
Transactions as of
01 Jun 2021
Net transactions value
$0
Form type
4
Filing time
02 Jun 2021, 16:54:09 UTC
Next filing
02 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Award +246,494 246,494 01 Jun 2021 Direct F1
transaction GHM Common Stock Award $0 +5,960 +2.4% $0.000000 252,454 01 Jun 2021 Direct F2
transaction GHM Common Stock Award $0 +11,920 +4.7% $0.000000 264,374 01 Jun 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Thoren acquired these shares, with a per share value of $14.69, in connection with the registrant's acquisition of Barber-Nichols, LLC on June 1, 2021.
F2 This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3.
F3 This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.