Alan E. Smith - 09 Jun 2021 Form 4 Insider Report for GRAHAM CORP (GHM)

Reporting relationship
VP & General Manager - Batavia
Issuer ticker
GHM
Reported as of
09 Jun 2021
Net transaction value
-$10,769
Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Jun 2021, 16:16:50 UTC
Prior SEC filing
20 May 2021
Next SEC filing
11 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jennifer R. Condame, Attorney-in-Fact for Alan E. Smith

Key filing fact

Alan E. Smith filed Form 4 for GRAHAM CORP (GHM) on 10 Jun 2021.

Key facts

  • This page summarizes Alan E. Smith's Form 4 filing for GRAHAM CORP (GHM).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 10 Jun 2021, 16:16.

Change

  • Previous filing in this sequence was filed on 20 May 2021.
  • Current net transaction value: -$10,769.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GHM transaction

Common Stock

Tax liability

Transaction value
$10,769
Shares
-760
Change %
-1.5%
Price
$14.17
Shares after
51,163
Date
09 Jun 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GHM holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,059
Date
09 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,059
Exercise price
$18.65
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

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