Key facts
- This page summarizes Alan E. Smith's Form 4 filing for GRAHAM CORP (GHM).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 20 May 2021, 16:17.
Alan E. Smith - 18 May 2021 Form 4 Insider Report for GRAHAM CORP (GHM)
- Reporting relationship
- VP & General Manager - Batavia
- Issuer ticker
- GHM
- Reported as of
- 18 May 2021
- Net transaction value
- -$5,905
- SEC form
- 4
- Accepted by SEC
- 20 May 2021, 16:17:49 UTC
- Prior SEC filing
- 02 Jun 2021
- Next SEC filing
- 10 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jennifer R. Condame, Attorney-in-Fact for Alan E. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Alan E. Smith filed Form 4 for GRAHAM CORP (GHM) on 20 May 2021.
Change
- Previous filing in this sequence was filed on 02 Jun 2021.
- Current net transaction value: -$5,905.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GHM
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -1,611
- Change %
- -3.4%
- Price
- $0.000000
- Shares after
- 45,782
- Date
- 18 May 2021
- Ownership
- Direct
- Footnotes
- F1
GHM
transaction
Common Stock
Tax liability
- Transaction value
- $5,905
- Shares
- -388
- Change %
- -0.85%
- Price
- $15.22
- Shares after
- 45,394
- Date
- 18 May 2021
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GHM
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,059
- Date
- 18 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,059
- Exercise price
- $18.65
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Shares forfeited under the terms of Mr. Smith's May 30, 2018 performance-vested restricted stock award.
Footnote F2
Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.