David V. Auld - 27 Oct 2021 Form 4 Insider Report for HORTON D R INC /DE/ (DHI)

Role
President and CEO
Signature
/s/ David V. Auld
Issuer symbol
DHI
Transactions as of
27 Oct 2021
Transactions value $
-$10,989,857
Form type
4
Filing time
29 Oct 2021, 16:03:34
Previous filing
28 Sep 2021
Next filing
30 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DHI Common Stock Options Exercise $0 +175K +47.92% $0.00 540K 27 Oct 2021 Direct F1, F2
transaction DHI Common Stock Award $0 +79.7K +14.76% $0.00 620K 27 Oct 2021 Direct F1
transaction DHI Common Stock Tax liability -$11M -125K -20.2% $87.77 495K 27 Oct 2021 Direct F3, F4
holding DHI Common Stock 211K 27 Oct 2021 Held by Trusts of Mr. Auld's children. F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DHI Restricted Stock Unit Options Exercise $0 -175K -100% $0.00* 0 27 Oct 2021 Common Stock 175K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents payment or settlement in DHI common stock related to performance bonuses.
F2 Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.
F3 These shares were surrendered to issuer to cover tax obligations of the 254,719 shares of DHI common stock referenced in note 1 above.
F4 Following all transactions listed on this Form 4, Mr. Auld owns directly 494,680 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.