David V. Auld - Sep 27, 2021 Form 4 Insider Report for HORTON D R INC /DE/ (DHI)

Role
President and CEO
Signature
/s/ David V. Auld
Stock symbol
DHI
Transactions as of
Sep 27, 2021
Transactions value $
$1,428,000
Form type
4
Date filed
9/28/2021, 04:02 PM
Previous filing
May 12, 2021
Next filing
Oct 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DHI Common Stock Options Exercise $1.43M +60K +19.66% $23.80* 365K Sep 27, 2021 Direct
holding DHI Common Stock 211K Sep 27, 2021 Held by Trusts of Mr. Auld's children. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DHI Stock Option (right to buy) Options Exercise $0 -60K -100% $0.00* 0 Sep 27, 2021 Common Stock 60K $23.80 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Following all transactions listed on this Form 4, Mr. Auld owns directly 365,173 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.
F2 Stock option has a 10-year term, vested as to 20% of the option grant amount on each of the first five anniversary dates of March 5. March 5, 2014 reflects the one-year anniversary date from the date of the stock option grant.