Joseph Klein III - Dec 31, 2021 Form 5 Insider Report for IONIS PHARMACEUTICALS INC (IONS)

Role
Director
Signature
By: Patrick R. O'Neil, attorney-in-fact For: Joseph Klein III
Stock symbol
IONS
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/14/2022, 05:19 PM
Previous filing
Jul 19, 2021
Next filing
Jul 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IONS Common Stock Gift $0 -6K -33.1% $0.00 12.1K Nov 30, 2021 Direct F1
transaction IONS Common Stock Gift $0 +6K $0.00 6K Nov 30, 2021 by Trust F1
holding IONS Common Stock 100 Dec 31, 2021 by Son F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IONS Non-Qualified Stock Option (right to buy) Gift $0 -12K -100% $0.00* 0 Nov 30, 2021 Common Stock 12K $24.42 Direct F3
transaction IONS Non-Qualified Stock Option (right to buy) Gift $0 -12K -75% $0.00 4K Nov 30, 2021 Common Stock 12K $42.88 Direct F3, F4
transaction IONS Non-Qualified Stock Option (right to buy) Gift $0 -16K -100% $0.00* 0 Nov 30, 2021 Common Stock 16K $52.22 Direct F3
transaction IONS Non-Qualified Stock Option (right to buy) Gift $0 -16K -100% $0.00* 0 Nov 30, 2021 Common Stock 16K $57.16 Direct F3
transaction IONS Non-Qualified Stock Option (right to buy) Gift $0 -12K -100% $0.00* 0 Nov 30, 2021 Common Stock 12K $60.20 Direct F3
transaction IONS Non-Qualified Stock Option (right to buy) Gift $0 -8K -50% $0.00 8K Nov 30, 2021 Common Stock 8K $64.80 Direct F3, F5
transaction IONS Non-Qualified Stock Option (right to buy) Gift $0 +12K $0.00 12K Nov 30, 2021 Common Stock 12K $24.42 by Trust F3
transaction IONS Non-Qualified Stock Option (right to buy) Gift $0 +12K $0.00 12K Nov 30, 2021 Common Stock 12K $42.88 by Trust F3
transaction IONS Non-Qualified Stock Option (right to buy) Gift $0 +16K $0.00 16K Nov 30, 2021 Common Stock 16K $52.22 by Trust F3
transaction IONS Non-Qualified Stock Option (right to buy) Gift $0 +16K $0.00 16K Nov 30, 2021 Common Stock 16K $57.16 by Trust F3
transaction IONS Non-Qualified Stock Option (right to buy) Gift $0 +12K $0.00 12K Nov 30, 2021 Common Stock 12K $60.20 by Trust F3
transaction IONS Non-Qualified Stock Option (right to buy) Gift $0 +8K $0.00 8K Nov 30, 2021 Common Stock 8K $64.80 by Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction reflects the gift of shares to trusts for the benefit of the reporting person's three children, of which the reporting person's wife is a trustee.
F2 The reporting person disclaims beneficial ownership of all securities held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3 The reported transactions reflect the gift of vested stock options to trusts for the benefit of the reporting person's three children, of which the reporting person's wife is a trustee.
F4 Grant of 7/2/18 to reporting person of stock options under the Ionis Pharmaceuticals, Inc. 2002 Non-Employee Directors' Stock Option Plan. The option vests and becomes exercisable in four equal annual installments, with the first installment vesting on 7/2/19. The option shall be fully vested and exercisable on 7/2/22. The option was exercisable as to 12,000 shares on 11/30/21.
F5 Grant of 7/1/19 to reporting person of stock options under the Ionis Pharmaceuticals, Inc. 2002 Non-Employee Directors' Stock Option Plan. The option vests and becomes exercisable in four equal annual installments, with the first installment vesting on 7/1/20. The option shall be fully vested and exercisable on 7/1/23. The option was exercisable as to 8,000 shares on 11/30/21.