James Robert Anderson - 02 Nov 2021 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
President & CEO, Director
Signature
By: Byron W. Milstead, Attorney in Fact For: James R Anderson
Issuer symbol
LSCC
Transactions as of
02 Nov 2021
Net transactions value
-$3,063,271
Form type
4
Filing time
05 Nov 2021, 12:40:32 UTC
Previous filing
10 Sep 2021
Next filing
16 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $0 +7,042 +1.2% $0.000000 586,642 02 Nov 2021 Direct F1
transaction LSCC Common Stock Sale $272,353 -3,708 -0.63% $73.45 582,934 02 Nov 2021 Direct F2
transaction LSCC Common Stock Options Exercise $0 +32,075 +5.5% $0.000000 615,009 04 Nov 2021 Direct F1
transaction LSCC Common Stock Sale $1,385,492 -16,888 -2.7% $82.04 598,121 04 Nov 2021 Direct F2
transaction LSCC Common Stock Options Exercise $0 +32,536 +5.4% $0.000000 630,657 04 Nov 2021 Direct F1
transaction LSCC Common Stock Sale $1,405,427 -17,131 -2.7% $82.04 613,526 04 Nov 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Performance Restricted Stock Unit (PRSU) Options Exercise $0 -32,075 -11% $0.000000 248,627 04 Nov 2021 Common Stock 32,075 $0.000000 Direct F3, F4, F5
transaction LSCC Performance Restricted Stock Unit (PRSU) Options Exercise $0 -32,536 -13% $0.000000 216,091 04 Nov 2021 Common Stock 32,536 $0.000000 Direct F3, F4, F5
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -7,042 -2.1% $0.000000 335,932 02 Nov 2021 Common Stock 7,042 $0.000000 Direct F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units - no purchase price for this transaction.
F2 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3 Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F4 Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.
F5 Not applicable.
F6 Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.