James Robert Anderson - Sep 4, 2021 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
President & CEO, Director
Signature
By: Byron W. Milstead, Attorney in Fact For: James R Anderson
Stock symbol
LSCC
Transactions as of
Sep 4, 2021
Transactions value $
-$8,941,707
Form type
4
Date filed
9/10/2021, 01:09 PM
Previous filing
Aug 18, 2021
Next filing
Nov 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $0 +31.4K +6.17% $0.00 540K Sep 4, 2021 Direct F1
transaction LSCC Common Stock Sale -$1.04M -16.5K -3.06% $63.07 524K Sep 4, 2021 Direct F2
transaction LSCC Common Stock Options Exercise $0 +181K +34.65% $0.00 705K Sep 4, 2021 Direct F1
transaction LSCC Common Stock Sale -$6.03M -95.5K -13.55% $63.07 610K Sep 4, 2021 Direct F2
transaction LSCC Common Stock Sale -$1.87M -30K -4.92% $62.44 580K Sep 8, 2021 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Performance Restricted Stock Unit (PRSU) Options Exercise $0 -181K -39.27% $0.00 281K Sep 4, 2021 Common Stock 181K $0.00 Direct F5, F6, F7
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -31.4K -8.38% $0.00 343K Sep 4, 2021 Common Stock 31.4K $0.00 Direct F5, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units - no purchase price for this transaction.
F2 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3 The transaction indicated was conducted under an approved 10b5-1 Plan.
F4 The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.95 to $63.37.
F5 Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F6 Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.
F7 Not applicable.
F8 Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.