James P. Lederer - Nov 1, 2021 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
Director
Signature
By: Byron W. Milstead, Attorney in Fact For: James P. Lederer
Stock symbol
LSCC
Transactions as of
Nov 1, 2021
Transactions value $
-$1,288,490
Form type
4
Date filed
11/3/2021, 08:13 PM
Previous filing
Sep 24, 2021
Next filing
Apr 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $56.6K +9K +23.35% $6.29* 47.6K Nov 1, 2021 Direct
transaction LSCC Common Stock Sale -$648K -9K -18.93% $72.00 38.6K Nov 1, 2021 Direct F1, F2
transaction LSCC Common Stock Options Exercise $62.9K +10K +25.94% $6.29* 48.6K Nov 3, 2021 Direct
transaction LSCC Common Stock Sale -$760K -10K -20.6% $76.00 38.6K Nov 3, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Non-Qualified Stock Option (right to buy) Options Exercise $0 -9K -47.37% $0.00 10K Nov 1, 2021 Common Stock 9K $6.29 Direct F4
transaction LSCC Non-Qualified Stock Option (right to buy) Options Exercise $0 -10K -100% $0.00* 0 Nov 3, 2021 Common Stock 10K $6.29 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction indicated was conducted under an approved 10b5-1 Plan.
F2 The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $72.00 to $72.00.
F3 The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $76.00 to $76.00.
F4 This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.