JAMES P. LEDERER - 01 Nov 2021 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
Director
Signature
By: Byron W. Milstead, Attorney in Fact For: James P. Lederer
Issuer symbol
LSCC
Transactions as of
01 Nov 2021
Net transactions value
-$1,288,490
Form type
4
Filing time
03 Nov 2021, 20:13:33 UTC
Previous filing
24 Sep 2021
Next filing
29 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $56,610 +9,000 +23% $6.29* 47,552 01 Nov 2021 Direct
transaction LSCC Common Stock Sale $648,000 -9,000 -19% $72.00 38,552 01 Nov 2021 Direct F1, F2
transaction LSCC Common Stock Options Exercise $62,900 +10,000 +26% $6.29* 48,552 03 Nov 2021 Direct
transaction LSCC Common Stock Sale $760,000 -10,000 -21% $76.00 38,552 03 Nov 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Non-Qualified Stock Option (right to buy) Options Exercise $0 -9,000 -47% $0.000000 10,000 01 Nov 2021 Common Stock 9,000 $6.29 Direct F4
transaction LSCC Non-Qualified Stock Option (right to buy) Options Exercise $0 -10,000 -100% $0.000000* 0 03 Nov 2021 Common Stock 10,000 $6.29 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction indicated was conducted under an approved 10b5-1 Plan.
F2 The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $72.00 to $72.00.
F3 The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $76.00 to $76.00.
F4 This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.