JAMES P. LEDERER - 22 Sep 2021 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
Director
Signature
By: Byron W. Milstead, Attorney in Fact For: James P. Lederer
Issuer symbol
LSCC
Transactions as of
22 Sep 2021
Net transactions value
-$1,491,374
Form type
4
Filing time
24 Sep 2021, 18:55:10 UTC
Previous filing
06 Aug 2021
Next filing
03 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $49,295 +7,837 +20% $6.29* 46,389 22 Sep 2021 Direct
transaction LSCC Common Stock Sale $513,112 -7,837 -17% $65.47 38,552 22 Sep 2021 Direct F1, F2
transaction LSCC Common Stock Options Exercise $50,320 +8,000 +21% $6.29* 46,552 22 Sep 2021 Direct
transaction LSCC Common Stock Sale $522,486 -8,000 -17% $65.31 38,552 22 Sep 2021 Direct F1, F3
transaction LSCC Common Stock Options Exercise $56,610 +9,000 +23% $6.29* 47,552 23 Sep 2021 Direct
transaction LSCC Common Stock Sale $612,000 -9,000 -19% $68.00 38,552 23 Sep 2021 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Non-Qualified Stock Option (right to buy) Options Exercise $0 -7,837 -18% $0.000000 36,000 22 Sep 2021 Common Stock 7,837 $6.29 Direct F5
transaction LSCC Non-Qualified Stock Option (right to buy) Options Exercise $0 -8,000 -22% $0.000000 28,000 22 Sep 2021 Common Stock 8,000 $6.29 Direct F5
transaction LSCC Non-Qualified Stock Option (right to buy) Options Exercise $0 -9,000 -32% $0.000000 19,000 23 Sep 2021 Common Stock 9,000 $6.29 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction indicated was conducted under an approved 10b5-1 Plan.
F2 The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $64.76 to $65.905.
F3 The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $64.76 to $65.89.
F4 The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $68.00 to $68.00.
F5 This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.