Marc Rothman - Apr 22, 2022 Form 4/A - Amendment Insider Report for QUANTUM CORP /DE/ (QMCO)

Role
Director
Signature
/s/ Josie Buensuceso, as Attorney-In-Fact for Marc E. Rothman
Stock symbol
QMCO
Transactions as of
Apr 22, 2022
Transactions value $
$130,235
Form type
4/A - Amendment
Date filed
5/17/2022, 06:17 PM
Date Of Original Report
Apr 26, 2022
Previous filing
Oct 5, 2021
Next filing
Sep 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QMCO Common Stock Exercise of in-the-money or at-the-money derivative security $130K +57.9K +36.15% $2.25 218K Apr 22, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QMCO Subscription Rights (Rights to buy) Exercise of in-the-money or at-the-money derivative security $0 -57.9K -100% $0.00* 0 Apr 22, 2022 Common Stock 57.9K $2.25 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022, as corrected share amount from filing 4/22/22.