Rebecca Jacoby - 22 Apr 2022 Form 4 Insider Report for QUANTUM CORP /DE/ (QMCO)

Role
Director
Signature
/s/ Josie Buensuceso, Attorney-in-Fact for Rebecca Jacoby
Issuer symbol
QMCO
Transactions as of
22 Apr 2022
Net transactions value
+$37,332
Form type
4
Filing time
26 Apr 2022, 19:59:07 UTC
Previous filing
05 Jan 2022
Next filing
06 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QMCO Common Stock Exercise of in-the-money or at-the-money derivative security $37,332 +16,592 +27% $2.25 79,006 22 Apr 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QMCO Subscription Rights (Rights to buy) Exercise of in-the-money or at-the-money derivative security $0 -16,592 -100% $0.000000* 0 22 Apr 2022 Common Stock 16,592 $2.25 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022.