(QMCO)

Role: Chief Legal & Ofcr; Corp Secy
Signature: /s/ Josie Buensuceso, Attorney-in-Fact for Brian E. Cabrera
Issuer symbol: QMCO
Transactions as of: 01 Oct 2021
Net transactions value: $0
Form type: 4
Filing time: 05 Oct 2021, 16:42:29 UTC
Previous filing: 21 May 2021
Next filing: 03 Nov 2021
SEC: View on sec.gov

Key filing fact

Brian E. Cabrera filed Form 4 for QUANTUM CORP /DE/ (QMCO) on 05 Oct 2021.

Key facts

This page summarizes Brian E. Cabrera's Form 4 filing for QUANTUM CORP /DE/ (QMCO).
2 reported transactions and 1 derivative row are listed below.
Filing timestamp: 05 Oct 2021, 16:42.

Change

Previous filing in this sequence was filed on 21 May 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

QMCO transaction

Common Stock

Award

Transaction value: $0
Shares: +5,000
Change %: +2.9%
Price: $0.000000
Shares after: 180,000
Date: 01 Oct 2021
Ownership: Direct
Footnotes: F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

QMCO transaction Derivative

Performance-Based Restricted Stock Units

Award

Transaction value: $0
Shares: -5,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,000
Exercise price
Footnotes: F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on October 1, 2022, October 1, 2023 and October 1, 2024.
F2	Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between October 1, 2021 and October 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on October 1, 2022, October 1, 2023 and October 1, 2024

Content

Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on October 1, 2022, October 1, 2023 and October 1, 2024.

Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between October 1, 2021 and October 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on October 1, 2022, October 1, 2023 and October 1, 2024