Key facts
- This page summarizes Brian E. Cabrera's Form 4 filing for QUANTUM CORP /DE/ (QMCO).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 05 Oct 2021, 16:42.
Brian E. Cabrera - 01 Oct 2021 Form 4 Insider Report for QUANTUM CORP /DE/ (QMCO)
- Reporting relationship
- Chief Legal & Ofcr; Corp Secy
- Issuer ticker
- QMCO
- Reported as of
- 01 Oct 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 05 Oct 2021, 16:42:29 UTC
- Prior SEC filing
- 21 May 2021
- Next SEC filing
- 03 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Josie Buensuceso, Attorney-in-Fact for Brian E. Cabrera
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Brian E. Cabrera filed Form 4 for QUANTUM CORP /DE/ (QMCO) on 05 Oct 2021.
Change
- Previous filing in this sequence was filed on 21 May 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QMCO
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +5,000
- Change %
- +2.9%
- Price
- $0.000000
- Shares after
- 180,000
- Date
- 01 Oct 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
QMCO
transaction
Derivative
Performance-Based Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- -5,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,000
- Exercise price
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on October 1, 2022, October 1, 2023 and October 1, 2024.
Footnote F2
Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between October 1, 2021 and October 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on October 1, 2022, October 1, 2023 and October 1, 2024