James D. Neff - Mar 2, 2022 Form 4 Insider Report for HORIZON BANCORP INC /IN/ (HBNC)

Role
President
Signature
Mark E. Secor, as Attorney-in-Fact for James D. Neff
Stock symbol
HBNC
Transactions as of
Mar 2, 2022
Transactions value $
-$70,721
Form type
4
Date filed
3/4/2022, 11:08 AM
Previous filing
Jan 18, 2022
Next filing
Mar 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HBNC Common Stock Options Exercise $48K +4.63K +3.1% $10.38 154K Mar 2, 2022 Direct
transaction HBNC Common Stock Sale -$93.7K -4.63K -3.01% $20.25 149K Mar 2, 2022 Direct
transaction HBNC Common Stock Options Exercise $51.6K +3.08K +2.06% $16.76 152K Mar 2, 2022 Direct
transaction HBNC Common Stock Sale -$62.3K -3.08K -2.02% $20.25 149K Mar 2, 2022 Direct
transaction HBNC Common Stock Options Exercise $68.3K +4.08K +2.73% $16.74 153K Mar 2, 2022 Direct
transaction HBNC Common Stock Sale -$82.6K -4.08K -2.66% $20.25 149K Mar 2, 2022 Direct
holding HBNC Common Stock 19.2K Mar 2, 2022 By Thrift Plan F1
holding HBNC Common Stock 12.5K Mar 2, 2022 By ESOP F1
holding HBNC Common Stock 45.1K Mar 2, 2022 By SERP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HBNC Employee Stock Option Options Exercise $0 -4.63K -100% $0.00* 0 Mar 2, 2022 Common Stock 4.63K $10.38 Direct F2
transaction HBNC Employee Stock Option Options Exercise $0 -3.08K -100% $0.00* 0 Mar 2, 2022 Common Stock 3.08K $16.76 Direct F3
transaction HBNC Employee Stock Option Options Exercise $0 -4.08K -66.66% $0.00 2.04K Mar 2, 2022 Common Stock 4.08K $16.74 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Adjusted to reflect additional shares allocated to the reporting person's benefit plan account after the date of the reporting person's last ownership report.
F2 The option was granted 03/15/2016 and vested in three equal installments beginning on the first anniversary of the date of the grant.
F3 The option was granted 03/21/2017 and vested in three equal installments beginning on the first anniversary of the date of the grant.
F4 The option was granted 03/19/2019 and vested in three equal installments beginning on the first anniversary of the date of the grant.