James D. Neff - 13 Jan 2022 Form 4 Insider Report for HORIZON BANCORP INC /IN/ (HBNC)

Role
President
Signature
Mark E. Secor, as Attorney-in-Fact for James D. Neff
Issuer symbol
HBNC
Transactions as of
13 Jan 2022
Transactions value $
-$340,666
Form type
4
Filing time
18 Jan 2022, 09:28:46
Next filing
04 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HBNC Common Stock Sale -$110K -5K -3.05% $22.00 159K 13 Jan 2022 Direct F1, F2
transaction HBNC Common Stock Sale -$231K -10K -6.28% $23.06 149K 14 Jan 2022 Direct F1, F3
holding HBNC Common Stock 11.9K 13 Jan 2022 By ESOP
holding HBNC Common Stock 18.2K 13 Jan 2022 By Thrift Plan
holding HBNC Common Stock 45.1K 13 Jan 2022 By SERP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $22.00 to $22.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to SEC staff, the issuer of security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $23.00 to $23.11. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to SEC staff, the issuer of security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.