KIMBERLY DEES - 01 Mar 2024 Form 4 Insider Report for AUTONATION, INC. (AN)

Role
SVP & CAO
Signature
/s/ C. Coleman Edmunds, Attorney-in-Fact
Issuer symbol
AN
Transactions as of
01 Mar 2024
Net transactions value
-$626,175
Form type
4
Filing time
05 Mar 2024, 18:05:49 UTC
Previous filing
03 Mar 2023
Next filing
25 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AN Common Stock, par value $0.01 per share Options Exercise +1,065 +51% 3,159 01 Mar 2024 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +615 +19% 3,774 01 Mar 2024 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +415 +11% 4,189 01 Mar 2024 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +389 +9.3% 4,578 01 Mar 2024 Direct F1
transaction AN Common Stock, par value $0.01 per share Tax liability $149,092 -981 -21% $151.98 3,597 01 Mar 2024 Direct
transaction AN Common Stock, par value $0.01 per share Sale $477,083 -3,133 -87% $152.28 464 04 Mar 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AN Restricted Stock Units Options Exercise $0 -1,065 -100% $0.000000* 0 01 Mar 2024 Common Stock, par value $0.01 per share 1,065 Direct F1, F3
transaction AN Restricted Stock Units Options Exercise $0 -615 -50% $0.000000 615 01 Mar 2024 Common Stock, par value $0.01 per share 615 Direct F1, F4
transaction AN Restricted Stock Units Options Exercise $0 -415 -33% $0.000000 831 01 Mar 2024 Common Stock, par value $0.01 per share 415 Direct F1, F5
transaction AN Restricted Stock Units Options Exercise $0 -389 -33% $0.000000 777 01 Mar 2024 Common Stock, par value $0.01 per share 389 Direct F1, F6
transaction AN Restricted Stock Units Award $0 +1,052 $0.000000 1,052 01 Mar 2024 Common Stock, par value $0.01 per share 1,052 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2 This transaction was executed in multiple trades at prices ranging from $152.23 to $152.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3 The reporting person received a grant of 4,258 restricted stock units on March 2, 2020. The restricted stock units vested in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024.
F4 The reporting person received a grant of 2,459 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof.
F5 The reporting person received a grant of 1,661 restricted stock units on March 1, 2022. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof.
F6 The reporting person received a grant of 1,166 restricted stock units on March 1, 2023. The restricted stock units will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.
F7 The restricted stock units were granted on March 1, 2024 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.