Kimberly Dees - Mar 1, 2024 Form 4 Insider Report for AUTONATION, INC. (AN)

Role: SVP & CAO
Signature: /s/ C. Coleman Edmunds, Attorney-in-Fact
Stock symbol: AN
Transactions as of: Mar 1, 2024
Transactions value $: -$626,175
Form type: 4
Date filed: 3/5/2024, 06:05 PM
Previous filing: Mar 3, 2023
Next filing: Nov 25, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AN	Common Stock, par value $0.01 per share	Options Exercise		+1.07K	+50.86%		3.16K	Mar 1, 2024	Direct	F1
transaction	AN	Common Stock, par value $0.01 per share	Options Exercise		+615	+19.47%		3.77K	Mar 1, 2024	Direct	F1
transaction	AN	Common Stock, par value $0.01 per share	Options Exercise		+415	+11%		4.19K	Mar 1, 2024	Direct	F1
transaction	AN	Common Stock, par value $0.01 per share	Options Exercise		+389	+9.29%		4.58K	Mar 1, 2024	Direct	F1
transaction	AN	Common Stock, par value $0.01 per share	Tax liability	-$149K	-981	-21.43%	$151.98	3.6K	Mar 1, 2024	Direct
transaction	AN	Common Stock, par value $0.01 per share	Sale	-$477K	-3.13K	-87.1%	$152.28	464	Mar 4, 2024	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AN	Restricted Stock Units	Options Exercise	$0	-1.07K	-100%	$0.00^*	0	Mar 1, 2024	Common Stock, par value $0.01 per share	1.07K		Direct	F1, F3
transaction	AN	Restricted Stock Units	Options Exercise	$0	-615	-50%	$0.00	615	Mar 1, 2024	Common Stock, par value $0.01 per share	615		Direct	F1, F4
transaction	AN	Restricted Stock Units	Options Exercise	$0	-415	-33.31%	$0.00	831	Mar 1, 2024	Common Stock, par value $0.01 per share	415		Direct	F1, F5
transaction	AN	Restricted Stock Units	Options Exercise	$0	-389	-33.36%	$0.00	777	Mar 1, 2024	Common Stock, par value $0.01 per share	389		Direct	F1, F6
transaction	AN	Restricted Stock Units	Award	$0	+1.05K		$0.00	1.05K	Mar 1, 2024	Common Stock, par value $0.01 per share	1.05K		Direct	F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2	This transaction was executed in multiple trades at prices ranging from $152.23 to $152.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3	The reporting person received a grant of 4,258 restricted stock units on March 2, 2020. The restricted stock units vested in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024.
F4	The reporting person received a grant of 2,459 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof.
F5	The reporting person received a grant of 1,661 restricted stock units on March 1, 2022. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof.
F6	The reporting person received a grant of 1,166 restricted stock units on March 1, 2023. The restricted stock units will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.
F7	The restricted stock units were granted on March 1, 2024 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.