KIMBERLY DEES - 01 Mar 2023 Form 4 Insider Report for AUTONATION, INC. (AN)

Role
SVP & CAO
Signature
/s/ C. Coleman Edmunds, Attorney-in-Fact
Issuer symbol
AN
Transactions as of
01 Mar 2023
Net transactions value
-$185,960
Form type
4
Filing time
03 Mar 2023, 15:11:03 UTC
Previous filing
05 Jan 2023
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AN Common Stock, par value $0.01 per share Options Exercise +1,344 +12218% 1,355 01 Mar 2023 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +1,064 +79% 2,419 01 Mar 2023 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +615 +25% 3,034 01 Mar 2023 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +415 +14% 3,449 01 Mar 2023 Direct F1
transaction AN Common Stock, par value $0.01 per share Tax liability $185,960 -1,355 -39% $137.24 2,094 01 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AN Restricted Stock Units Options Exercise $0 -1,344 -100% $0.000000* 0 01 Mar 2023 Common Stock, par value $0.01 per share 1,344 Direct F1, F2
transaction AN Restricted Stock Units Options Exercise $0 -1,064 -50% $0.000000 1,065 01 Mar 2023 Common Stock, par value $0.01 per share 1,064 Direct F1, F3
transaction AN Restricted Stock Units Options Exercise $0 -615 -33% $0.000000 1,230 01 Mar 2023 Common Stock, par value $0.01 per share 615 Direct F1, F4
transaction AN Restricted Stock Units Options Exercise $0 -415 -25% $0.000000 1,246 01 Mar 2023 Common Stock, par value $0.01 per share 415 Direct F1, F5
transaction AN Restricted Stock Units Award $0 +1,166 $0.000000 1,166 01 Mar 2023 Common Stock, par value $0.01 per share 1,166 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2 The reporting person received a grant of 5,374 restricted stock units on March 1, 2019. The restricted stock units vested in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represented a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F3 The reporting person received a grant of 4,258 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F4 The reporting person received a grant of 2,459 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F5 The reporting person received a grant of 1,661 restricted stock units on March 1, 2022. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F6 The restricted stock units were granted on March 1, 2023 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.