Marc A. Howze - 29 Nov 2022 Form 4 Insider Report for DEERE & CO (DE)

Role
Sr Advisor, Office of Chairman
Signature
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
Issuer symbol
DE
Transactions as of
29 Nov 2022
Net transactions value
-$3,199,358
Form type
4
Filing time
30 Nov 2022, 10:36:21 UTC
Previous filing
12 Sep 2022
Next filing
13 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DE $1 Par Common Stock Options Exercise $610,839 +4,020 +23% $151.95 21,341 29 Nov 2022 Direct F1
transaction DE $1 Par Common Stock Sale $1,780,217 -4,020 -19% $442.84 17,321 29 Nov 2022 Direct F1
transaction DE $1 Par Common Stock Options Exercise $1,020,685 +6,890 +40% $148.14 24,211 29 Nov 2022 Direct F1
transaction DE $1 Par Common Stock Sale $3,050,665 -6,890 -28% $442.77 17,321 29 Nov 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DE Market Priced Options Options Exercise $0 -4,020 -100% $0.000000* 0 29 Nov 2022 Common Stock 4,020 $151.95 Direct F3, F4
transaction DE Market Priced Options Options Exercise $0 -6,890 -100% $0.000000* 0 29 Nov 2022 Common Stock 6,890 $148.14 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of Rule 16b-3 options and related sale of shares.
F2 Includes 6,649 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.
F3 All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4 The options became exercisable in three approximately equal installments on December 13, 2018, 2019, and 2020.
F5 The options became exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021.