Marc A. Howze - Nov 29, 2022 Form 4 Insider Report for DEERE & CO (DE)

Role
Sr Advisor, Office of Chairman
Signature
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
Stock symbol
DE
Transactions as of
Nov 29, 2022
Transactions value $
-$3,199,358
Form type
4
Date filed
11/30/2022, 10:36 AM
Previous filing
Sep 12, 2022
Next filing
Dec 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DE $1 Par Common Stock Options Exercise $611K +4.02K +23.21% $151.95 21.3K Nov 29, 2022 Direct F1
transaction DE $1 Par Common Stock Sale -$1.78M -4.02K -18.84% $442.84 17.3K Nov 29, 2022 Direct F1
transaction DE $1 Par Common Stock Options Exercise $1.02M +6.89K +39.78% $148.14 24.2K Nov 29, 2022 Direct F1
transaction DE $1 Par Common Stock Sale -$3.05M -6.89K -28.46% $442.77 17.3K Nov 29, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DE Market Priced Options Options Exercise $0 -4.02K -100% $0.00* 0 Nov 29, 2022 Common Stock 4.02K $151.95 Direct F3, F4
transaction DE Market Priced Options Options Exercise $0 -6.89K -100% $0.00* 0 Nov 29, 2022 Common Stock 6.89K $148.14 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of Rule 16b-3 options and related sale of shares.
F2 Includes 6,649 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.
F3 All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4 The options became exercisable in three approximately equal installments on December 13, 2018, 2019, and 2020.
F5 The options became exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021.