| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DE | $1 Par Common Stock | Options Exercise | $611K | +4.02K | +23.2% | $151.95 | 21.3K | Sep 9, 2022 | Direct | F1, F2 |
| transaction | DE | $1 Par Common Stock | Sale | -$1.5M | -4.02K | -18.83% | $373.22 | 17.3K | Sep 9, 2022 | Direct | F1, F3, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DE | Market Priced Options | Options Exercise | $0 | -4.02K | -49.99% | $0.00 | 4.02K | Sep 9, 2022 | Common Stock | 4.02K | $151.95 | Direct | F5, F6 |
| Id | Content |
|---|---|
| F1 | Exercise of Rule 16b-3 options and related sale of shares. |
| F2 | 794 shares were transferred pursuant to a domestic relations order in December 2021. |
| F3 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $373.170 to $373.290, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F4 | Includes 6,649 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. |
| F5 | All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. |
| F6 | The options became exercisable in three approximately equal installments on December 13, 2018, 2019, and 2020. |