Christopher E. Kubasik - Mar 25, 2024 Form 4 Insider Report for L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)

Signature
By: /s/ John C. Scarborough, Jr., Attorney-in-Fact For: Christopher E. Kubasik
Stock symbol
LHX
Transactions as of
Mar 25, 2024
Transactions value $
-$5,316,805
Form type
4
Date filed
3/27/2024, 04:36 PM
Previous filing
Feb 27, 2024
Next filing
May 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LHX Common Stock, Par Value $1.00 Options Exercise $3.89M +40K +34.43% $97.24 156K Mar 25, 2024 Direct
transaction LHX Common Stock, Par Value $1.00 Sale -$8.49M -40K -25.61% $212.22 116K Mar 25, 2024 Direct F1
transaction LHX Common Stock, Par Value $1.00 Options Exercise $609K +6.26K +5.39% $97.24 122K Mar 26, 2024 Direct
transaction LHX Common Stock, Par Value $1.00 Sale -$1.33M -6.26K -5.11% $211.91 116K Mar 26, 2024 Direct
holding LHX Common Stock, Par Value $1.00 43K Mar 25, 2024 By grantor retained annuity trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LHX Stock Option (Right to Buy) Options Exercise $0 -40K -86.47% $0.00 6.26K Mar 25, 2024 Common Stock, Par Value $1.00 40K $97.24 Direct
transaction LHX Stock Option (Right to Buy) Options Exercise $0 -6.26K -100% $0.00* 0 Mar 26, 2024 Common Stock, Par Value $1.00 6.26K $97.24 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Reflects the weighted average sale price (prices actually received ranged from $211.63 to $213.02). The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.