| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LHX | Common Stock, Par Value $1.00 | Options Exercise | $0 | +31.7K | +36.22% | $0.00 | 119K | Feb 23, 2024 | Direct | F1, F2 |
| transaction | LHX | Common Stock, Par Value $1.00 | Tax liability | -$2.58M | -12.1K | -10.12% | $214.45 | 107K | Feb 23, 2024 | Direct | |
| transaction | LHX | Common Stock, Par Value $1.00 | Options Exercise | $0 | +15.1K | +14.13% | $0.00 | 122K | Feb 26, 2024 | Direct | |
| transaction | LHX | Common Stock, Par Value $1.00 | Tax liability | -$1.26M | -5.95K | -4.87% | $211.74 | 116K | Feb 26, 2024 | Direct | |
| holding | LHX | Common Stock, Par Value $1.00 | 43K | Feb 23, 2024 | By grantor retained annuity trust | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LHX | Performance Stock Units | Options Exercise | $0 | -30.2K | -100% | $0.00* | 0 | Feb 23, 2024 | Common Stock, Par Value $1.00 | 30.2K | $0.00 | Direct | F4 |
| transaction | LHX | Non-Qualified Stock Option (Right to Buy) | Award | $0 | +65.8K | $0.00 | 65.8K | Feb 23, 2024 | Common Stock Par Value $1.00 | 65.8K | $214.45 | Direct | F5 | |
| transaction | LHX | Restricted Stock Units | Award | $0 | +15.7K | $0.00 | 15.7K | Feb 23, 2024 | Common Stock Par Value $1.00 | 15.7K | $0.00 | Direct | F6 | |
| transaction | LHX | Restricted Stock Units | Options Exercise | $0 | -15.1K | -100% | $0.00* | 0 | Feb 26, 2024 | Common Stock, Par Value $1.00 | 15.1K | $0.00 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | Settlement of performance stock units granted on 2/26/2021 (previously reported) in shares of common stock following the end of the 3-year performance period. Includes 1,422 shares earned in excess of the amount previously reported as performance stock units based on the performance stock unit payout formula. |
| F2 | Includes both 3,338 and 4,253 shares previously reported as indirectly owned through a grantor retainer annuity trust that were distributed to the reporting person pursuant to the terms of the grantor retainer annuity trust on 11/22/2023 and 2/16/2024, respectively, and 98.31 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 12/29/2023. |
| F3 | 10,000, 16,000 and 12,000 shares were contributed by the reporting person to a grantor retained annuity trust for the benefit of himself and his three adult children on 5/1/2023, 5/30/2023 and 8/23/2023, respectively. |
| F4 | Award of performance stock units that vested on 12/29/2023 following the end of the 3-year performance period and were settled in shares of common stock on 2/23/2024 based on the performance stock unit payout formula. |
| F5 | Options to purchase shares of common stock generally vest ratably on 2/23/25, 2/23/26, and 2/23/27 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement. |
| F6 | Award of restricted stock units subject to future vesting on 2/23/2027, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. Does not include performance stock units granted on 2/23/2024, which vest solely upon achievement of pre-established performance goals over a 3 year performance period. |
| F7 | Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024. |