(LHX)

Reporting relationship: Chair and CEO, Director
Issuer ticker: LHX
Reported as of: 23 Feb 2024
Net transaction value: -$3,843,978
SEC form: 4
Accepted by SEC: 27 Feb 2024, 19:51:10 UTC
Prior SEC filing: 02 Mar 2023
Next SEC filing: 27 Mar 2024
Source filing: View source filing
Reporting owner signature: By: /s/ John C. Scarborough, Jr., Attorney-in-Fact For: Christopher E. Kubasik

Key filing fact

Christopher E. Kubasik filed Form 4 for L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX) on 27 Feb 2024.

Key facts

This page summarizes Christopher E. Kubasik's Form 4 filing for L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX).
8 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 27 Feb 2024, 19:51.

Change

Previous filing in this sequence was filed on 02 Mar 2023.
Current net transaction value: -$3,843,978.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LHX transaction

Common Stock, Par Value $1.00

Options Exercise

Transaction value: $0
Shares: +31,657
Change %: +36%
Price: $0.000000
Shares after: 119,057
Date: 23 Feb 2024
Ownership: Direct
Footnotes: F1, F2

LHX transaction

Common Stock, Par Value $1.00

Tax liability

Transaction value: $2,584,337
Shares: -12,051
Change %: -10%
Price: $214.45
Shares after: 107,006
Date: 23 Feb 2024
Ownership: Direct

LHX transaction

Common Stock, Par Value $1.00

Options Exercise

Transaction value: $0
Shares: +15,118
Change %: +14%
Price: $0.000000
Shares after: 122,124
Date: 26 Feb 2024
Ownership: Direct

LHX transaction

Common Stock, Par Value $1.00

Tax liability

Transaction value: $1,259,641
Shares: -5,949
Change %: -4.9%
Price: $211.74
Shares after: 116,175
Date: 26 Feb 2024
Ownership: Direct

LHX holding

Common Stock, Par Value $1.00

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 43,047
Date: 23 Feb 2024
Ownership: By grantor retained annuity trust
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LHX transaction Derivative

Performance Stock Units

Options Exercise

Transaction value: $0
Shares: -30,235
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 23 Feb 2024
Ownership: Direct
Underlying class: Common Stock, Par Value $1.00
Underlying amount: 30,235
Exercise price: $0.000000
Footnotes: F4

LHX transaction Derivative

Non-Qualified Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +65,841
Change %
Price: $0.000000
Shares after: 65,841
Date: 23 Feb 2024
Ownership: Direct
Underlying class: Common Stock Par Value $1.00
Underlying amount: 65,841
Exercise price: $214.45
Footnotes: F5

LHX transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +15,738
Change %
Price: $0.000000
Shares after: 15,738
Date: 23 Feb 2024
Ownership: Direct
Underlying class: Common Stock Par Value $1.00
Underlying amount: 15,738
Exercise price: $0.000000
Footnotes: F6

LHX transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -15,118
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 26 Feb 2024
Ownership: Direct
Underlying class: Common Stock, Par Value $1.00
Underlying amount: 15,118
Exercise price: $0.000000
Footnotes: F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Settlement of performance stock units granted on 2/26/2021 (previously reported) in shares of common stock following the end of the 3-year performance period. Includes 1,422 shares earned in excess of the amount previously reported as performance stock units based on the performance stock unit payout formula.

Footnote F2

Includes both 3,338 and 4,253 shares previously reported as indirectly owned through a grantor retainer annuity trust that were distributed to the reporting person pursuant to the terms of the grantor retainer annuity trust on 11/22/2023 and 2/16/2024, respectively, and 98.31 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 12/29/2023.

Footnote F3

10,000, 16,000 and 12,000 shares were contributed by the reporting person to a grantor retained annuity trust for the benefit of himself and his three adult children on 5/1/2023, 5/30/2023 and 8/23/2023, respectively.

Footnote F4

Award of performance stock units that vested on 12/29/2023 following the end of the 3-year performance period and were settled in shares of common stock on 2/23/2024 based on the performance stock unit payout formula.

Footnote F5

Options to purchase shares of common stock generally vest ratably on 2/23/25, 2/23/26, and 2/23/27 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

Footnote F6

Award of restricted stock units subject to future vesting on 2/23/2027, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. Does not include performance stock units granted on 2/23/2024, which vest solely upon achievement of pre-established performance goals over a 3 year performance period.

Footnote F7

Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.