David M. Maura - Dec 3, 2021 Form 4 Insider Report for Spectrum Brands Holdings, Inc. (SPB)

Role
Executive Chairman and CEO, Director
Signature
/s/ Rich Bretwisch, Attorney-in-fact for David M. Maura
Stock symbol
SPB
Transactions as of
Dec 3, 2021
Transactions value $
-$5,464,998
Form type
4
Date filed
12/7/2021, 04:56 PM
Previous filing
Sep 13, 2021
Next filing
Dec 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPB Common Stock Options Exercise +140K +28.73% 629K Dec 3, 2021 Direct F1, F2
transaction SPB Common Stock Tax liability -$5.46M -55.2K -8.78% $99.00 573K Dec 3, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPB Restricted Stock Units Options Exercise $0 -35.8K -100% $0.00* 0 Dec 3, 2021 Common Stock 35.8K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes both time based (35,817) and performance based (104,466) restricted stock units that vested on December 3, 2021.
F2 Restricted stock units convert into common stock on a one-for-one basis.
F3 Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units.
F4 On January 17, 2019, the reporting person was granted 35,817 time based restricted stock units which vested on December 3, 2021.