David M. Maura - Sep 10, 2021 Form 4 Insider Report for Spectrum Brands Holdings, Inc. (SPB)

Role: Executive Chairman and CEO, Director
Signature: /s/ Rich Bretwisch, Attorney-in-fact for David M. Maura
Stock symbol: SPB
Transactions as of: Sep 10, 2021
Transactions value $: -$1,058,801
Form type: 4
Date filed: 9/13/2021, 04:56 PM
Next filing: Dec 7, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SPB	Common Stock	Options Exercise	$3.19M	+60.3K	+12.72%	$52.83	534K	Sep 10, 2021	Direct	F1
transaction	SPB	Common Stock	Tax liability	-$1.06M	-11.5K	-2.15%	$92.33	523K	Sep 10, 2021	Direct	F2
transaction	SPB	Common Stock	Tax liability	-$3.19M	-34.5K	-6.6%	$92.33	488K	Sep 10, 2021	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SPB	Employee Stock Option (right to buy)	Options Exercise	$0	-60.3K	-100%	$0.00^*	0	Sep 10, 2021	Common Stock	60.3K	$52.83	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Exercise of previously granted option with respect to 60,294 shares of the Company's common stock.
F2	Represents the number of shares of common stock withheld by the Company to satisfy the tax withholding obligations of Mr. Maura in connection with the exercise in accordance with Rule 16b-3.
F3	Represents the number of shares of common stock withheld by the Company in payment of the exercise price of the option in accordance with Rule 16b-3.
F4	The employee stock options reported on this line are vested and exercisable.