ROMULO PONTUAL - 01 Oct 2024 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
Director
Signature
/s/Romulo Pontual by Bryan Allison pursuant to Limited Power of Attorney dated July 21, 2022
Issuer symbol
UEIC
Transactions as of
01 Oct 2024
Net transactions value
$0
Form type
4
Filing time
02 Oct 2024, 18:23:16 UTC
Previous filing
02 Jul 2024
Next filing
17 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEIC Common Stock Options Exercise +1,250 +12% 12,079 01 Oct 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEIC Restricted Stock Units Options Exercise $0 -1,250 -25% $0.000000 3,750 01 Oct 2024 Common Stock 1,250 Direct F1, F2
holding UEIC Employee Stock Option (Rt to Buy) 20,000 01 Oct 2024 Common Stock 0 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2 The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
F3 Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4 The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F5 This figure represents an aggregate number of stock options held by Reporting Person.