ROMULO PONTUAL - 01 Jul 2024 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
Director
Signature
/s/Romulo Pontual by Bryan Allison pursuant to Limited Power of Attorney dated July 21, 2022
Issuer symbol
UEIC
Transactions as of
01 Jul 2024
Net transactions value
$0
Form type
4
Filing time
02 Jul 2024, 18:50:43 UTC
Previous filing
02 Apr 2024
Next filing
02 Oct 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEIC Common Stock Options Exercise +1,250 +13% 10,829 01 Jul 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEIC Restricted Stock Units Options Exercise $0 -1,250 -100% $0.000000* 0 01 Jul 2024 Common Stock 1,250 Direct F1, F2
transaction UEIC Restricted Stock Units Award $0 +5,000 $0.000000 5,000 01 Jul 2024 Common Stock 5,000 Direct F1, F3
holding UEIC Employee Stock Option (Rt to Buy) 20,000 01 Jul 2024 Common Stock 0 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2 These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.
F3 Restricted stock units awarded on July 1, 2024 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2025
F4 Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5 The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F6 This figure represents an aggregate number of stock options held by Reporting Person.