| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | STT | Common Stock | Options Exercise | $0 | +2.52K | +1.1% | $0.00 | 232K | May 15, 2024 | Direct | F1 |
| transaction | STT | Common Stock | Disposed to Issuer | -$195K | -2.52K | -1.08% | $77.57 | 230K | May 15, 2024 | Direct | F2 |
| transaction | STT | Common Stock | Options Exercise | $0 | +1.34K | +0.58% | $0.00 | 231K | May 15, 2024 | Direct | F1 |
| transaction | STT | Common Stock | Disposed to Issuer | -$100K | -1.34K | -0.58% | $74.73 | 230K | May 15, 2024 | Direct | F3 |
| transaction | STT | Common Stock | Options Exercise | $0 | +6.61K | +2.88% | $0.00 | 236K | May 15, 2024 | Direct | F1 |
| transaction | STT | Common Stock | Disposed to Issuer | -$494K | -6.61K | -2.8% | $74.73 | 230K | May 15, 2024 | Direct | F4 |
| holding | STT | Common Stock | 153K | May 15, 2024 | By a Trust | F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | STT | 2022 Cash Settled Restricted Stock Units | Options Exercise | -2.52K | -25% | 7.55K | May 15, 2024 | Common Stock | 2.52K | Direct | F1, F6 | |||
| transaction | STT | 2023 Cash Settled Restricted Stock Units | Options Exercise | -1.34K | -12.5% | 9.4K | May 15, 2024 | Common Stock | 1.34K | Direct | F1, F7 | |||
| transaction | STT | 2024 Cash Settled Restricted Stock Units | Options Exercise | -6.61K | -16.66% | 33.1K | May 15, 2024 | Common Stock | 6.61K | Direct | F1, F8 |
| Id | Content |
|---|---|
| F1 | Each Unit is the equivalent of one share of State Street Corporation common stock. |
| F2 | Pursuant to award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date. |
| F3 | Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date. |
| F4 | Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date. |
| F5 | By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
| F6 | Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023. |
| F7 | Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024. |
| F8 | Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025. |