Ronald P. O Hanley - 23 Feb 2024 Form 4 Insider Report for STATE STREET CORP (STT)

Role
Chairman, CEO and President, Director
Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Issuer symbol
STT
Transactions as of
23 Feb 2024
Net transactions value
$0
Form type
4
Filing time
27 Feb 2024, 16:59:20 UTC
Previous filing
22 Feb 2024
Next filing
17 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Award $0 +41,988 +22% $0.000000 229,583 23 Feb 2024 Direct F1
holding STT Common Stock 152,656 23 Feb 2024 By a Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STT 2024 Cash Settled Restricted Stock Units Award +39,665 39,665 23 Feb 2024 Common Stock 39,665 Direct F3, F4
holding STT 2023 Cash Settled Restricted Stock Units 10,740 23 Feb 2024 Common Stock 10,740 Direct F3, F5, F6
holding STT 2022 Cash Settled Restricted Stock Units 10,064 23 Feb 2024 Common Stock 10,064 Direct F3, F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.
F2 By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F3 Each Unit is the equivalent of one share of State Street Corporation common stock.
F4 Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.
F5 Represents current holdings of previously granted award. No new activity to report on this Form 4.
F6 Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.
F7 Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.