Louis D. Maiuri - 20 Nov 2023 Form 4 Insider Report for STATE STREET CORP (STT)

Role: President and COO
Signature: /s/ Shannon C. Stanley, Attorney-in-fact
Issuer symbol: STT
Transactions as of: 20 Nov 2023
Net transactions value: -$616,000
Form type: 4
Filing time: 21 Nov 2023, 16:06:53 UTC
Previous filing: 03 Aug 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STT	Common Stock	Sale	$616,000	-8,800	-6.9%	$70.00	118,415	20 Nov 2023	Direct	F1
holding	STT	Common Stock						29,320	20 Nov 2023	By a spousal trust	F2
holding	STT	Common Stock						2,543	20 Nov 2023	By a Trust	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2023.
F2	By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.