Louis D. Maiuri - Aug 1, 2023 Form 4 Insider Report for STATE STREET CORP (STT)

Role: President and COO
Signature: Shannon C. Stanley, Attorney-in-fact
Stock symbol: STT
Transactions as of: Aug 1, 2023
Transactions value $: -$633,248
Form type: 4
Date filed: 8/3/2023, 04:01 PM
Previous filing: Feb 28, 2023
Next filing: Nov 21, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STT	Common Stock	Sale	-$633K	-8.8K	-6.47%	$71.96	127K	Aug 1, 2023	Direct	F1
holding	STT	Common Stock						29.3K	Aug 1, 2023	By a spousal trust	F2
holding	STT	Common Stock						2.54K	Aug 1, 2023	By a Trust	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2023.
F2	By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.