Ronald P. O Hanley - 24 Feb 2023 Form 4 Insider Report for STATE STREET CORP (STT)

Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Issuer symbol
STT
Transactions as of
24 Feb 2023
Net transactions value
$0
Form type
4
Filing time
28 Feb 2023, 15:30:47 UTC
Previous filing
17 Feb 2023
Next filing
17 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Award $0 +42,103 +19% $0.000000 259,071 24 Feb 2023 Direct F1
transaction STT Common Stock Gift $0 -11,200 -4.3% $0.000000 247,871 24 Feb 2023 Direct
holding STT Common Stock 83,681 24 Feb 2023 By a Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STT 2023 Cash Settled Restricted Stock Units Award +24,164 24,164 24 Feb 2023 Common Stock 24,164 Direct F3, F4
holding STT 2022 Cash Settled Restricted Stock Units 20,127 24 Feb 2023 Common Stock 20,127 Direct F3, F5, F6
holding STT 2021 Cash Settled Restricted Stock Units 10,325 24 Feb 2023 Common Stock 10,325 Direct F3, F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
F2 By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F3 Each Unit is the equivalent of one share of State Street Corporation common stock.
F4 Award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan. One-half of these units vest in three equal quarterly installments commencing May 15, 2023. The remaining units vest in nine equal quarterly installments commencing February 15, 2024.
F5 Represents current holdings of previously granted award. No new activity to report on this Form 4.
F6 Award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan. One-half of these units vest in three equal quarterly installments commencing May 15, 2022. The remaining units vest in nine equal quarterly installments commencing February 15, 2023.
F7 Award granted on February 26, 2021 under the State Street Corporation 2017 Stock Incentive Plan. One-half of these units vest in three equal quarterly installments commencing May 15, 2021. The remaining units vest in nine equal quarterly installments commencing February 15, 2022.