Ronald P. O. Hanley - Feb 24, 2023 Form 4 Insider Report for STATE STREET CORP (STT)

Role
Chairman and CEO, Director
Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Stock symbol
STT
Transactions as of
Feb 24, 2023
Transactions value $
$0
Form type
4
Date filed
2/28/2023, 03:30 PM
Previous filing
Feb 17, 2023
Next filing
May 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Award $0 +42.1K +19.41% $0.00 259K Feb 24, 2023 Direct F1
transaction STT Common Stock Gift $0 -11.2K -4.32% $0.00 248K Feb 24, 2023 Direct
holding STT Common Stock 83.7K Feb 24, 2023 By a Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STT 2023 Cash Settled Restricted Stock Units Award +24.2K 24.2K Feb 24, 2023 Common Stock 24.2K Direct F3, F4
holding STT 2022 Cash Settled Restricted Stock Units 20.1K Feb 24, 2023 Common Stock 20.1K Direct F3, F5, F6
holding STT 2021 Cash Settled Restricted Stock Units 10.3K Feb 24, 2023 Common Stock 10.3K Direct F3, F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
F2 By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F3 Each Unit is the equivalent of one share of State Street Corporation common stock.
F4 Award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan. One-half of these units vest in three equal quarterly installments commencing May 15, 2023. The remaining units vest in nine equal quarterly installments commencing February 15, 2024.
F5 Represents current holdings of previously granted award. No new activity to report on this Form 4.
F6 Award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan. One-half of these units vest in three equal quarterly installments commencing May 15, 2022. The remaining units vest in nine equal quarterly installments commencing February 15, 2023.
F7 Award granted on February 26, 2021 under the State Street Corporation 2017 Stock Incentive Plan. One-half of these units vest in three equal quarterly installments commencing May 15, 2021. The remaining units vest in nine equal quarterly installments commencing February 15, 2022.