Ronald P. O Hanley - 15 Feb 2023 Form 4 Insider Report for STATE STREET CORP (STT)

Role
Chairman and CEO, Director
Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Issuer symbol
STT
Transactions as of
15 Feb 2023
Net transactions value
-$5,493,765
Form type
4
Filing time
17 Feb 2023, 15:15:24 UTC
Previous filing
14 Dec 2022
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Options Exercise $0 +2,581 +1.4% $0.000000 191,422 15 Feb 2023 Direct F1
transaction STT Common Stock Disposed to Issuer $242,898 -2,581 -1.3% $94.11 188,841 15 Feb 2023 Direct
transaction STT Common Stock Options Exercise $0 +2,515 +1.3% $0.000000 191,356 15 Feb 2023 Direct F1
transaction STT Common Stock Disposed to Issuer $236,687 -2,515 -1.3% $94.11 188,841 15 Feb 2023 Direct
transaction STT Common Stock Award $0 +81,407 +43% $0.000000 270,248 15 Feb 2023 Direct F2
transaction STT Common Stock Tax liability $3,250,277 -34,537 -13% $94.11 235,711 15 Feb 2023 Direct F3
transaction STT Common Stock Tax liability $1,763,904 -18,743 -8% $94.11 216,968 15 Feb 2023 Direct F4
holding STT Common Stock 83,681 15 Feb 2023 By a Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STT 2021 Cash Settled Restricted Stock Units Options Exercise -2,581 -20% 10,325 15 Feb 2023 Common Stock 2,581 Direct F1, F6
transaction STT 2022 Cash Settled Restricted Stock Units Options Exercise -2,515 -11% 20,127 15 Feb 2023 Common Stock 2,515 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Unit is the equivalent of one share of State Street Corporation common stock.
F2 Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.
F3 These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.
F4 These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F5 By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F6 Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.
F7 Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.