Victor B. Alexander - 24 Feb 2024 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Head of Consumer Bank
Signature
Adam J. Larkins POA for Victor B. Alexander
Issuer symbol
KEY
Transactions as of
24 Feb 2024
Net transactions value
-$15,857
Form type
4
Filing time
27 Feb 2024, 16:40:06 UTC
Previous filing
21 Feb 2024
Next filing
28 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +2,452 +1.9% 130,497 24 Feb 2024 Direct F1
transaction KEY Common Shares Tax liability $15,857 -1,112 -0.85% $14.26 129,385 24 Feb 2024 Direct
holding KEY Common Shares 9,996 24 Feb 2024 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -2,452 -100% $0.000000* 0 24 Feb 2024 Common Shares 2,452 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 Reported as of February 14, 2024.
F3 These restricted stock units, granted on February 24, 2020, vested in four equal annual installments. The final installment vested on February 24, 2024.
F4 Includes approximately 163 dividend-equivalent restricted stock units accrued between March and December 2023.