Victor B. Alexander - 16 Feb 2024 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Head of Consumer Bank
Signature
Adam J. Larkins POA for Victor B. Alexander
Issuer symbol
KEY
Transactions as of
16 Feb 2024
Net transactions value
-$57,434
Form type
4
Filing time
21 Feb 2024, 18:23:10 UTC
Previous filing
15 Feb 2024
Next filing
27 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +12,556 +11% 132,127 17 Feb 2024 Direct F1
transaction KEY Common Shares Tax liability $57,434 -4,082 -3.1% $14.07 128,045 17 Feb 2024 Direct
holding KEY Common Shares 9,996 16 Feb 2024 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Award $0 +25,586 $0.000000 25,586 16 Feb 2024 Common Shares 25,586 Direct F1, F3
transaction KEY Option to Buy Award $0 +34,985 $0.000000 34,985 16 Feb 2024 Common Shares 34,985 $15.48 Direct F4
transaction KEY Restricted Stock Units Options Exercise $0 -3,638 -50% $0.000000 3,638 17 Feb 2024 Common Shares 3,638 Direct F1, F5, F6
transaction KEY Restricted Stock Units Options Exercise $0 -3,882 -33% $0.000000 7,761 17 Feb 2024 Common Shares 3,882 Direct F1, F7, F8
transaction KEY Restricted Stock Units Options Exercise $0 -5,036 -25% $0.000000 15,105 17 Feb 2024 Common Shares 5,036 Direct F1, F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 Reported as of February 14, 2024.
F3 These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.
F4 The option to buy, granted on February 16, 2024, vests in four equal annual installments beginning on February 17, 2025.
F5 The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F6 Includes approximately 485 dividend-equivalent restricted stock units accrued between March and December 2023.
F7 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F8 Includes approximately 776 dividend-equivalent restricted stock units acquired between March and December 2023.
F9 These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F10 Includes approximately 1,343 dividend-equivalent restricted stock units accrued between March and December 2023.