Jamie Warder - Feb 16, 2024 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Head of Digital Banking
Signature
Adam J. Larkins POA for Jamie Warder
Stock symbol
KEY
Transactions as of
Feb 16, 2024
Transactions value $
-$66,537
Form type
4
Date filed
2/21/2024, 07:22 PM
Previous filing
Feb 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +13.7K +16.89% 94.8K Feb 17, 2024 Direct F1
transaction KEY Common Shares Tax liability -$66.5K -4.73K -4.99% $14.07 90K Feb 17, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Award $0 +23.5K $0.00 23.5K Feb 16, 2024 Common Shares 23.5K Direct F1, F2
transaction KEY Option to Buy Award $0 +32.1K $0.00 32.1K Feb 16, 2024 Common Shares 32.1K $15.48 Direct F3
transaction KEY Restricted Stock Units Options Exercise $0 -3.1K -100% $0.00* 0 Feb 17, 2024 Common Shares 3.1K Direct F1, F4, F5
transaction KEY Restricted Stock Units Options Exercise $0 -3.18K -50% $0.00 3.18K Feb 17, 2024 Common Shares 3.18K Direct F1, F6, F7
transaction KEY Restricted Stock Units Options Exercise $0 -2.59K -33.35% $0.00 5.17K Feb 17, 2024 Common Shares 2.59K Direct F1, F8, F9
transaction KEY Restricted Stock Units Options Exercise $0 -4.83K -25% $0.00 14.5K Feb 17, 2024 Common Shares 4.83K Direct F1, F10, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.
F3 The option to buy, granted on February 16, 2024, vests in four equal annual installments beginning on February 17, 2025.
F4 These restricted stock units, granted on February 17, 2020, vested in four equal annual installments ending on February 17, 2024.
F5 Includes approximately 206 dividend-equivalent restricted stock units accrued between March and December 2023.
F6 These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F7 Includes approximately 424 dividend-equivalent restricted stock units accrued between March and December 2023.
F8 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F9 Includes approximately 517 dividend-equivalent restricted stock units accrued between March and December 2023.
F10 These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F11 Includes approximately 1,287 dividend-equivalent restricted stock units accrued between March and December 2023.