Jamie Warder - Feb 15, 2024 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Head of Digital Banking
Signature
Adam J. Larkins POA for Jamie Warder
Stock symbol
KEY
Transactions as of
Feb 15, 2024
Transactions value $
-$266,037
Form type
4
Date filed
2/20/2024, 06:31 PM
Previous filing
Feb 22, 2023
Next filing
Feb 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +60.6K +156.39% 99.4K Feb 15, 2024 Direct F1, F2
transaction KEY Common Shares Tax liability -$266K -18.7K -18.84% $14.20 80.7K Feb 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -60.6K -100% $0.00* 0 Feb 15, 2024 Common Shares 60.6K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 Includes approximately 5,030 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between March 2023 and February 2024.
F3 These restricted stock units, granted on February 15, 2021, vested in full on February 15, 2024.
F4 Includes approximately 7,742 dividend-equivalent restricted stock units accrued since March 2021.