Mark W. Midkiff - 24 Feb 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Chief Risk Officer
Signature
Adam J. Larkins POA for Mark W. Midkiff
Issuer symbol
KEY
Transactions as of
24 Feb 2023
Net transactions value
-$54,887
Form type
4
Filing time
28 Feb 2023, 15:10:00 UTC
Previous filing
22 Feb 2023
Next filing
04 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +6,606 +9.1% 79,560 24 Feb 2023 Direct F1
transaction KEY Common Shares Tax liability $54,887 -2,996 -3.8% $18.32 76,564 24 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -6,606 -50% $0.000000 6,606 24 Feb 2023 Common Shares 6,606 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.
F3 Includes approximately 543 dividend-equivalent restricted stock units accrued between March and December 2022.