Mark W. Midkiff - 17 Feb 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Chief Risk Officer
Signature
Adam J. Larkins POA for Mark W. Midkiff
Issuer symbol
KEY
Transactions as of
17 Feb 2023
Net transactions value
-$101,763
Form type
4
Filing time
22 Feb 2023, 15:34:19 UTC
Previous filing
28 Feb 2022
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +17,066 +28% 78,268 17 Feb 2023 Direct F1
transaction KEY Common Shares Tax liability $101,763 -5,314 -6.8% $19.15 72,954 17 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -7,445 -100% $0.000000* 0 17 Feb 2023 Common Shares 7,445 Direct F1, F2, F3
transaction KEY Restricted Stock Units Options Exercise $0 -5,094 -33% $0.000000 10,188 17 Feb 2023 Common Shares 5,094 Direct F1, F4, F5
transaction KEY Restricted Stock Units Options Exercise $0 -4,528 -25% $0.000000 13,583 17 Feb 2023 Common Shares 4,528 Direct F1, F6, F7
transaction KEY Restricted Stock Units Award $0 +23,498 $0.000000 23,498 17 Feb 2023 Common Shares 23,498 Direct F1, F8
transaction KEY Option to Buy Award $0 +35,460 $0.000000 35,460 17 Feb 2023 Common Shares 35,460 $21.07 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.
F3 Includes approximately 306 dividend-equivalent restricted stock units accrued between March and December 2022.
F4 These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F5 Includes approximately 628 dividend-equivalent restricted stock units accrued between March and December 2022.
F6 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F7 Includes approximately 744 dividend-equivalent restricted stock units accrued between March and December 2022.
F8 These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F9 The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.