Mark W. Midkiff - Feb 17, 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Chief Risk Officer
Signature
Adam J. Larkins POA for Mark W. Midkiff
Stock symbol
KEY
Transactions as of
Feb 17, 2023
Transactions value $
-$101,763
Form type
4
Date filed
2/22/2023, 03:34 PM
Previous filing
Feb 28, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +17.1K +27.88% 78.3K Feb 17, 2023 Direct F1
transaction KEY Common Shares Tax liability -$102K -5.31K -6.79% $19.15 73K Feb 17, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -7.45K -100% $0.00* 0 Feb 17, 2023 Common Shares 7.45K Direct F1, F2, F3
transaction KEY Restricted Stock Units Options Exercise $0 -5.09K -33.33% $0.00 10.2K Feb 17, 2023 Common Shares 5.09K Direct F1, F4, F5
transaction KEY Restricted Stock Units Options Exercise $0 -4.53K -25% $0.00 13.6K Feb 17, 2023 Common Shares 4.53K Direct F1, F6, F7
transaction KEY Restricted Stock Units Award $0 +23.5K $0.00 23.5K Feb 17, 2023 Common Shares 23.5K Direct F1, F8
transaction KEY Option to Buy Award $0 +35.5K $0.00 35.5K Feb 17, 2023 Common Shares 35.5K $21.07 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.
F3 Includes approximately 306 dividend-equivalent restricted stock units accrued between March and December 2022.
F4 These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F5 Includes approximately 628 dividend-equivalent restricted stock units accrued between March and December 2022.
F6 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F7 Includes approximately 744 dividend-equivalent restricted stock units accrued between March and December 2022.
F8 These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F9 The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.