Victor B. Alexander - 24 Feb 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Head of Consumer Bank
Signature
Adam J. Larkins POA for Victor B. Alexander
Issuer symbol
KEY
Transactions as of
24 Feb 2023
Net transactions value
-$19,034
Form type
4
Filing time
28 Feb 2023, 15:05:48 UTC
Previous filing
22 Feb 2023
Next filing
25 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +2,289 +2.1% 109,735 24 Feb 2023 Direct F1
transaction KEY Common Shares Tax liability $19,034 -1,039 -0.95% $18.32 108,696 24 Feb 2023 Direct
holding KEY Common Shares 9,251 24 Feb 2023 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -2,289 -50% $0.000000 2,289 24 Feb 2023 Common Shares 2,289 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 Reported as of February 13, 2023.
F3 These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.
F4 Includes approximately 188 dividend-equivalent restricted stock units accrued between March and December 2022.