Victor B. Alexander - 17 Feb 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Head of Consumer Bank
Signature
Adam J. Larkins POA for Victor B. Alexander
Issuer symbol
KEY
Transactions as of
17 Feb 2023
Net transactions value
-$63,291
Form type
4
Filing time
22 Feb 2023, 15:27:27 UTC
Previous filing
13 Feb 2023
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +10,572 +11% 110,761 17 Feb 2023 Direct F1
transaction KEY Common Shares Tax liability $63,291 -3,305 -3% $19.15 107,446 17 Feb 2023 Direct
holding KEY Common Shares 9,251 17 Feb 2023 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -3,553 -100% $0.000000* 0 17 Feb 2023 Common Shares 3,553 Direct F1, F3, F4
transaction KEY Restricted Stock Units Options Exercise $0 -3,396 -33% $0.000000 6,792 17 Feb 2023 Common Shares 3,396 Direct F1, F5, F6
transaction KEY Restricted Stock Units Options Exercise $0 -3,622 -25% $0.000000 10,866 17 Feb 2023 Common Shares 3,622 Direct F1, F7, F8
transaction KEY Restricted Stock Units Award $0 +18,798 $0.000000 18,798 17 Feb 2023 Common Shares 18,798 Direct F1, F9
transaction KEY Option to Buy Award $0 +28,368 $0.000000 28,368 17 Feb 2023 Common Shares 28,368 $21.07 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 Reported as of February 13, 2023.
F3 These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.
F4 Includes approximately 146 dividend-equivalent restricted stock units accrued between March and December 2022.
F5 The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F6 Includes approximately 418 dividend-equivalent restricted stock units accrued between March and December 2022.
F7 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F8 Includes approximately 595 dividend-equivalent restricted stock units accrued between March and December 2022.
F9 These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F10 The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.