Victor B. Alexander - Feb 17, 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Head of Consumer Bank
Signature
Adam J. Larkins POA for Victor B. Alexander
Stock symbol
KEY
Transactions as of
Feb 17, 2023
Transactions value $
-$63,291
Form type
4
Date filed
2/22/2023, 03:27 PM
Previous filing
Feb 13, 2023
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +10.6K +10.55% 111K Feb 17, 2023 Direct F1
transaction KEY Common Shares Tax liability -$63.3K -3.31K -2.98% $19.15 107K Feb 17, 2023 Direct
holding KEY Common Shares 9.25K Feb 17, 2023 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -3.55K -100% $0.00* 0 Feb 17, 2023 Common Shares 3.55K Direct F1, F3, F4
transaction KEY Restricted Stock Units Options Exercise $0 -3.4K -33.33% $0.00 6.79K Feb 17, 2023 Common Shares 3.4K Direct F1, F5, F6
transaction KEY Restricted Stock Units Options Exercise $0 -3.62K -25% $0.00 10.9K Feb 17, 2023 Common Shares 3.62K Direct F1, F7, F8
transaction KEY Restricted Stock Units Award $0 +18.8K $0.00 18.8K Feb 17, 2023 Common Shares 18.8K Direct F1, F9
transaction KEY Option to Buy Award $0 +28.4K $0.00 28.4K Feb 17, 2023 Common Shares 28.4K $21.07 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 Reported as of February 13, 2023.
F3 These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.
F4 Includes approximately 146 dividend-equivalent restricted stock units accrued between March and December 2022.
F5 The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F6 Includes approximately 418 dividend-equivalent restricted stock units accrued between March and December 2022.
F7 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F8 Includes approximately 595 dividend-equivalent restricted stock units accrued between March and December 2022.
F9 These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F10 The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.