Kenneth C. Gavrity - Oct 28, 2021 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Head of Enterprise Payments
Signature
Carrie A. Benedict POA for Kenneth C Gavrity
Stock symbol
KEY
Transactions as of
Oct 28, 2021
Transactions value $
-$141,378
Form type
4
Date filed
11/1/2021, 04:17 PM
Previous filing
May 25, 2021
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise $115K +11K +29.44% $10.49 48.3K Oct 28, 2021 Direct
transaction KEY Common Shares Sale -$134K -5.75K -11.91% $23.36 42.5K Oct 28, 2021 Direct
transaction KEY Common Shares Sale -$122K -5.23K -12.3% $23.37 37.3K Oct 28, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Option to Buy Options Exercise $0 -11K -100% $0.00* 0 Oct 28, 2021 Common Shares 11K $10.49 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vested in four equal annual installments ending on February 17, 2020.