Kenneth C. Gavrity - May 17, 2021 Form 3 Insider Report for KEYCORP /NEW/ (KEY)

Role
Head of Enterprise Payments
Signature
Carrie A. Benedict POA for Kenneth C Gavrity
Stock symbol
KEY
Transactions as of
May 17, 2021
Transactions value $
$0
Form type
3
Date filed
5/25/2021, 07:33 PM
Next filing
Nov 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KEY Common Shares 37.3K May 17, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding KEY Option to Buy May 17, 2021 Common Shares 2.38K $12.92 Direct F1
holding KEY Option to Buy May 17, 2021 Common Shares 3.46K $14.11 Direct F1
holding KEY Option to Buy May 17, 2021 Common Shares 11K $10.49 Direct F1
holding KEY Option to Buy May 17, 2021 Common Shares 7.61K $18.96 Direct F1
holding KEY Option to Buy May 17, 2021 Common Shares 15.5K $19.73 Direct F2
holding KEY Option to Buy May 17, 2021 Common Shares 20.7K $20.98 Direct F2
holding KEY Restricted Stock Units May 17, 2021 Common Shares 3.46K Direct F3, F4
holding KEY Restricted Stock Units May 17, 2021 Common Shares 9.49K Direct F4, F5
holding KEY Restricted Stock Units May 17, 2021 Common Shares 8.1K Direct F4, F6
holding KEY Restricted Stock Units May 17, 2021 Common Shares 11.1K Direct F4, F7
holding KEY Restricted Stock Units May 17, 2021 Common Shares 52.9K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested in four equal annual installments, beginning on the date shown. These options have fully vested.
F2 Vests in four equal annual installments, beginning on the date shown.
F3 These restricted stock units vest in four equal annual installments. The first installment vested on February 17, 2019.
F4 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F5 These restricted stock units vest in four equal annual installments. The first installment vested on February 17, 2020.
F6 These restricted stock units vest in four equal annual installments. The first installment vested on February 17, 2021.
F7 These restricted stock units vest in four equal annual installments. The first installment will vest on February 17, 2022.