Jack Qiu - Feb 13, 2023 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP - Pres. A. O. Smith China
Signature
James F. Stern, Attorney-in-Fact for Jack Qiu
Stock symbol
AOS
Transactions as of
Feb 13, 2023
Transactions value $
$0
Form type
4
Date filed
2/15/2023, 02:44 PM
Previous filing
Feb 14, 2023
Next filing
Oct 10, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Award $0 +3.28K +62.92% $0.00 8.48K Feb 13, 2023 Common Stock 3.28K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit is the equivalent of one share of A. O. Smith Corporation Common Stock.
F2 The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/13/2026.