Jack Qiu - 10 Feb 2023 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP - Pres. A. O. Smith China
Signature
James F. Stern, Attorney-in-Fact for Jack Qiu
Issuer symbol
AOS
Transactions as of
10 Feb 2023
Net transactions value
$0
Form type
4
Filing time
14 Feb 2023, 11:19:26 UTC
Previous filing
15 Feb 2022
Next filing
15 Feb 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -1,060 -17% $0.000000 5,205 10 Feb 2023 Common Stock 1,060 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit is the equivalent of one share of A. O. Smith Corporation Common Stock.
F2 The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/10/2023.