Daniel L. Kempken - 01 May 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Signature
James F. Stern, Attorney-in-Fact for Daniel L. Kempken
Issuer symbol
AOS
Transactions as of
01 May 2022
Net transactions value
+$13,350
Form type
4
Filing time
02 May 2022, 17:20:58 UTC
Previous filing
15 Feb 2022
Next filing
07 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $25,217 +425 +5.2% $59.34 8,543 01 May 2022 Direct
transaction AOS Common Stock Tax liability $11,867 -200 -2.3% $59.34 8,343 01 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -425 -12% $0.000000 2,980 01 May 2022 Common Stock 425 $59.34 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022.