Daniel L. Kempken - May 1, 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP - Strategy & Corp. Dev.
Signature
James F. Stern, Attorney-in-Fact for Daniel L. Kempken
Stock symbol
AOS
Transactions as of
May 1, 2022
Transactions value $
$13,350
Form type
4
Date filed
5/2/2022, 05:20 PM
Previous filing
Feb 15, 2022
Next filing
Feb 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $25.2K +425 +5.24% $59.34 8.54K May 1, 2022 Direct
transaction AOS Common Stock Tax liability -$11.9K -200 -2.34% $59.34 8.34K May 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -425 -12.48% $0.00 2.98K May 1, 2022 Common Stock 425 $59.34 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022.