Daniel L. Kempken - Feb 11, 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP - Strategy & Corp. Dev.
Signature
James F. Stern, Attorney-in-Fact for Daniel L. Kempken
Stock symbol
AOS
Transactions as of
Feb 11, 2022
Transactions value $
$44,248
Form type
4
Date filed
2/15/2022, 02:10 PM
Previous filing
Feb 9, 2022
Next filing
May 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $83.5K +1.17K +15.53% $71.72 8.67K Feb 11, 2022 Direct F1
transaction AOS Common Stock Tax liability -$39.3K -548 -6.32% $71.72 8.12K Feb 11, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -1.17K -25.49% $0.00 3.41K Feb 11, 2022 Common Stock 1.17K $71.72 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.