Daniel L. Kempken - 11 Feb 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP - Strategy & Corp. Dev.
Signature
James F. Stern, Attorney-in-Fact for Daniel L. Kempken
Issuer symbol
AOS
Transactions as of
11 Feb 2022
Net transactions value
+$44,248
Form type
4
Filing time
15 Feb 2022, 14:10:49 UTC
Previous filing
09 Feb 2022
Next filing
02 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $83,548 +1,165 +16% $71.72 8,666 11 Feb 2022 Direct F1
transaction AOS Common Stock Tax liability $39,300 -548 -6.3% $71.72 8,118 11 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -1,165 -25% $0.000000 3,405 11 Feb 2022 Common Stock 1,165 $71.72 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.